About the role

We are looking for a highly motivated Compliance Manager with deep experience in BSA, AML, and Sanctions to join our team in New York City. Reporting directly to the Head of Compliance, this role is critical in ensuring our organization meets and exceeds all regulatory expectations.

As the Compliance Manager covering BSA, AML, and Sanctions, you will oversee the design, implementation, and maintenance of Comun’s BSA/AML compliance program. Your primary responsibility will be to ensure adherence to applicable regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act, FinCEN regulations, and OFAC sanctions.

What you’ll do:

• Oversee BSA/AML Program: You will develop new BSA/AML policies, procedures, and controls, as needed, and review existing documentation and controls to assess effectiveness and enhance as required to adhere to the latest regulatory expectations, industry best practices, and emerging risks.
• Risk Assessment and Monitoring: You will conduct the annual BSA/AML compliance risk assessment to identify money laundering and financial crime risk across Comun’s operations and lead the remediation of any gaps. You will oversee the transaction monitoring systems and the review of suspicious activities to ensure that identified risks are properly mitigated. You will lead and monitor the completion of Unusual Activity Reports (UARs), customer due diligence (CDD), and enhanced due diligence (EDD) processes. You will build controls and procedures from scratch where needed, and regularly assess existing internal controls and procedures to improve the effectiveness of the BSA/AML program and respond to emerging risks.
• Audit/Exam Management: You will coordinate responses to BSA/AML-related audit and regulatory inquiries and act as the primary point of contact regarding BSA/AML matters.
• Internal Compliance Training: Review and implement compliance training for Comun staff on relevant BSA/AML requirements. You will promote a culture of compliance across Comun and help employees understand their role in maintaining a robust and effective BSA/AML program.
• Compliance Oversight and Reporting: You will provide regular reports to senior management regarding the effectiveness of the BSA/AML program, regulatory developments, and compliance trends. You will serve as a key advisor to senior leadership on matters related to financial crimes and risk mitigation strategies. You will serve as the main point of contact for our partner bank reporting.
• BSA/AML Operations: You will oversee the agents performing BSA/AML operations, including manual reviews, transaction monitoring, and UARs. You will serve as the escalation point for all matters arising from this team. You will ensure policies and procedures are adhered to by building and conducting appropriate training and quality assessments.

You are:

• Strategic thinker: You can see the big picture and align product and compliance goals with company strategy. You use your compliance knowledge to set guardrails during product discussions.
• Collaborative Leader: You build strong relationships across teams, fostering collaboration and ensuring all voices are heard. You excel in managing project stakeholders and timelines through clear and effective communication.
• Innovative Problem Solver: You thrive in ambiguity and can bring clarity to complex situations. You use creative thinking and relevant frameworks to develop innovative solutions to challenging problems.
• Adaptable and Resilient: You are flexible and can quickly adapt to changing priorities. You see setbacks as opportunities to learn and grow, displaying resilience in the face of challenges.
• Owner: You show passion and care for your work and the company's trajectory. You set ambitious personal and professional goals, bringing energy and dedication to your role.
• Resourceful: You can figure out solutions independently and leverage your network to employ best practices. You are constantly seeking ways to uplevel and raise the bar for yourself and the team.